From SEC and Department of Labor regulations
to the consumer protections mapped out in the Dodd-Frank Act,
identify—and remedy—potential compliance shortfalls
Start your trial of Thompson's Finance Expert Private Equity Regulatory Compliance module now to:
- Save time by staying informed about important financial regulatory reform developments
- Protect your firm from noncompliance penalties and lawsuits
- Stay in compliance with all applicable securities laws and regulations
- Contact our in-house experts with unanswered questions — a special resource for customers